The Protection of Client Assets and Money (CASS) rules are some of the most complex and detailed operational obligations ever to be imposed on investment firms and asset managers in the UK. Here Mitratech highlights three innovative software solutions to help ensure CASS compliance.
In the tough, new regulatory landscape, when individual accountability is at the heart of business, the need for risk and policy management software solutions that help organizations achieve a culture of integrity, fair practice, and put SIMR principles first, is not just ‘a nice to have’ – it is an essential requirement.
Our guide will help you understand the five basic stages of policy management that support a successful policy life cycle management program: Establishing policy requirements Drafting policy Policy deployment Testing understanding & affirming acceptance Auditing policy penetration Download our guide, The Five Critical Stages of Policy Management, to find out how PolicyHub can help you […]
For over thirty years, we have conversed with legal departments who have taken the first steps to initiate the process of implementing a new legal management system. Most often, the process moves along as expected and we become a partner in their future success creating workflow efficiency, minimizing organizational risk, and reducing annual legal spend. […]
The key to any great relationship, personal or professional, is communication. In this white paper, we dissect the myriad of communication lines between the corporate legal department and their outside law firms to shift toward an emphasis of a value-based approach. Ultimately, a value-based approach depends on legal departments having the ability and willingness to […]
This fall, Mitratech commissioned a comprehensive third-party survey of the domestic legal technology landscape. Our goals? To understand the trends impacting the legal technology landscape, the size of the legal technology market, and the growth rates across each segment of that market. Specifically, we wanted to answer: What are the trends impacting the legal landscape […]
In the wake of the economic recession, many corporations have faced increased scrutiny into their financial decisions. Higher expectations, decreased budgets, and a growing workload are prevalent in every function of the organization, but legal departments have experienced the greatest shift in these dynamics over the past decade. This disruption has become the catalyst for much […]
In your organization, who owns the responsibility of managing data privacy and security risks? One of the biggest misconceptions surrounding today’s data privacy and security challenges is that the responsibility lies solely with an individual function, usually thought to be either the legal department or information technology department. The truth is, data protection is the […]
The most successful legal departments are capitalizing on disruption in the industry to drive meaningful results through six sustainable innovations that create improved efficiency and increased business value: Hiring non-lawyers to manage the business of the legal department Creating efficiencies through robust knowledge management practices Improving legal sourcing through data-driven decision-making Funding litigation with outside […]
By focusing on building strong operational infrastructure and optimizing processes, legal departments can realize quantifiable efficiency savings, improve relationships with business partners, and lower business risk. Learn how legal departments from the American Bar Association, British American Tobacco, and other companies have used legal operations to become best-run departments. Learn more by downloading our white […]